Friday, February 2, 2024

Neanderthals and humans lived side by side in Northern Europe 45,000 years ago


Mysterious technocomplex ascribed to Homo sapiens, representing most northerly settlement at that time

Peer-Reviewed Publication

UNIVERSITY OF CALIFORNIA - BERKELEY

Ranis excavation 

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EXCAVATING THE LRJ LAYERS 8 METRES DEEP AT RANIS WAS A LOGISTICAL CHALLENGE AND REQUIRED ELABORATE SCAFFOLDING TO SUPPORT THE TRENCH.

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CREDIT: © MARCEL WEISS, LICENSE: CC-BY-ND 4.0

A genetic analysis of bone fragments unearthed at an archaeological site in central Germany shows conclusively that modern humans — Homo sapiens — had already reached Northern Europe 45,000 years ago, overlapping with Neanderthals for several thousand years before the latter went extinct.

The findings establish that the site near Ranis, Germany, which is known for its finely flaked, leaf-shaped stone tool blades, is among the oldest confirmed sites of modern human Stone Age culture in north central and northwestern Europe.

The evidence that Homo sapiens and Homo neanderthalensis lived side by side is consistent with genomic evidence that the two species occasionally interbred. It also feeds the suspicion that the invasion of Europe and Asia by modern humans some 50,000 years ago helped drive Neanderthals, which had occupied the area for more than 500,000 years, to extinction.

The genetic analysis, along with an archaeological and isotopic analysis and radiocarbon dating of the Ranis site, are detailed in a trio of papers appearing today in the journals Nature and Nature Ecology and Evolution.

The stone blades at Ranis, referred to as leaf points, are similar to stone tools found at several sites in Moravia, Poland, Germany and the United Kingdom. These tools that are thought to have been produced by the same culture, referred to as the Lincombian–Ranisian–Jerzmanowician (LRJ) culture or technocomplex. Because of previous dating, the Ranis site was known to be 40,000 years old or older, but without recognizable bones to indicate who made the tools, it was unclear whether they were the product of Neanderthals or Homo sapiens.

The new findings demonstrate that "Homo sapiens made this technology, and that Homo sapiens were this far north at this time period, which is 45,000 years ago," said Elena Zavala, one of four first authors of the Nature paper and a Miller Research Fellow at the University of California, Berkeley. "So these are among the earliest Homo sapiens in Europe."

Zavala was a Ph.D. student at the Max Planck Institute for Evolutionary Anthropology (MPI-EVA) in Leipzig in 2018 when she first began working on the project, which was a major effort spearheaded by Jean-Jacque Hublin, former director of the institute and a professor at the Collège de France in Paris.

“The Ranis cave site provides evidence for the first dispersal of Homo sapiens across the higher latitudes of Europe. It turns out that stone artifacts that were thought to be produced by Neanderthals were, in fact, part of the early Homo sapiens toolkit,” Hublin said. "This fundamentally changes our previous knowledge about the period: Homo sapiens reached northwestern Europe long before Neanderthal disappearance in southwestern Europe."

Bones from maternal relatives?

Zavala conducted the genetic analysis of hominid bone fragments from the new and deeper excavations at Ranis between 2016 and 2022 and from earlier excavations in the 1930s. Because the DNA in ancient bones is highly fragmented, she employed special techniques to isolate and sequence the DNA, all of it mitochondrial DNA (mtDNA) that is inherited solely from the mother.

"We confirmed that the skeletal fragments belonged to Homo sapiens. Interestingly, several fragments shared the same mitochondrial DNA sequences — even fragments from different excavations," she said. "This indicates that the fragments belonged to the same individual or their maternal relatives, linking these new finds with the ones from decades ago."

The bone fragments were initially identified as human through analysis of bone proteins — a field called paleoproteomics — by another first author, Dorothea Mylopotamitaki, a doctoral student at the Collège de France and fomerly of MPI-EVA.

By comparing the Ranis mitochondrial DNA sequences with mtDNA sequences obtained from human remains at other paleolithic sites in Europe, Zavala was able to construct a family tree of early Homo sapiens across Europe. All but one of the 13 Ranis fragments were quite similar to one another and, surprisingly, resembled mtDNA from the 43,000-year-old skull of a woman discovered in a cave at Zlatý kůň in the Czech Republic. The lone standout grouped with an individual from Italy.

"That raises some questions: Was this a single population? What could be the relationship here?" Zavala said. "But with mitochondrial DNA, that's only one side of the history. It's only the maternal side. We would need to have nuclear DNA to be able to start looking into this."

A transitional site between Middle and Upper Paleolithic

Zavala specializes in the analysis of DNA found in long-buried bones, on bone tools and in sediment. Her search through sediment from various levels of the Ranis excavation turned up DNA from a broad array of mammals, but none from hominids. The analysis, combined with morphological, isotopic and proteomic analysis of bone fragments, paints a picture of the environment at that time and of the diet of both humans and animals that occupied the cave over the millennia.

The presence of reindeer, cave bear, woolly rhinoceros and horse bones, for example, indicated cold climatic conditions typical of steppe tundra and similar to conditions in Siberia and northern Scandinavia today, and a human diet based on large terrestrial animals. The researchers concluded that the cave was used primarily by hibernating cave bears and denning hyenas, with only periodic human presence.

“This lower-density archaeological signature matches other Lincombian–Ranisian–Jerzmanowician sites and is best explained by expedient visits of short duration by small, mobile groups of pioneer H. sapiens,” according to one of the papers published in Nature Ecology and Evolution.

“This shows that even these earlier groups of Homo sapiens dispersing across Eurasia already had some capacity to adapt to such harsh climatic conditions,” said Sarah Pederzani, a postdoctoral fellow at the University of La Laguna in Spain, who led the paleoclimate study of the site. “Until recently, it was thought that resilience to cold-climate conditions did not appear until several thousand years later, so this is a fascinating and surprising result."

The Ranis site, called Ilsenhöhle and located at the base of a castle, was initially excavated mainly between 1932 and 1938. The leaf points found there were eventually assigned to the final years of the Middle Paleolithic period — between about 300,000 and 30,000 years ago — or the beginning of the Upper Paleolithic, which begins around 50,000 years ago.

Because of the importance of the Ranis site for understanding the LRJ technocomplex and the transition from the Neanderthal-associated late Middle Paleolithic to the modern human Upper Paleolithic in central Europe, Hublin and his team decided to reexcavate the site using modern tools of archaeology.

The new excavations extended to bedrock, about 8 meters below the surface, and involved removing a rock — likely fallen from the cave ceiling — that had halted the previous excavation. Here, Hublin's team uncovered chips from flint tools and a quartzite flake consistent with the LRJ technocomplex. Subsequent proteomic analysis of thousands of recovered bone chips confirmed that four were from hominids. Of bone chips uncovered during the 1930s excavations, nine were from hominids.

Zavala's DNA analysis confirmed that all 13 bone fragments came from Homo sapiens.

A revised settlement history of Northern Europe

The team also carried out radiocarbon dating of human and animal bones from different layers of the site to reconstruct the site’s chronology, focusing on bones with traces of human modifications on their surfaces, which links their dates to human presence in the cave.

“We found very good agreement between the radiocarbon dates from the Homo sapiens bones from both excavation collections and with modified animal bones from the LRJ layers of the new excavation, making a very strong link between the human remains and LRJ. The evidence suggests that Homo sapiens were sporadically occupying the site from as early as 47,500 years ago,” said another first author, Helen Fewlass, a former Max Planck researcher who is now a European Molecular Biology Organization (EMBO) Postdoctoral Fellow at the Francis Crick Institute in London.

“The results from the Ilsenhöhle in Ranis fundamentally changed our ideas about the chronology and settlement history of Europe north of the Alps," added Tim Schüler of the Thuringian State Office for the Preservation of Historical Monuments and Archaeology in Weimar, Germany.

Among other co-authors of the Nature paper are co-first author Marcel Weiss of the Friedrich-Alexander-Universität Erlangen-Nürnberg and Shannon McPherron of MPI-EVA, who co-led the Ranis excavation with Hublin, Schüler and Weiss. Zavala, in addition to being co-first author of the Nature paper, co-authored the two papers in Nature Ecology and Evolution.

Thursday, February 1, 2024

Did dementia exist in ancient Greek and Rome?

You might think age-related dementia has been with us all along, stretching back to the ancient world.

But a new analysis of classical Greek and Roman medical texts suggests that severe memory loss — occurring at epidemic levels today — was extremely rare 2,000 to 2,500 years ago, in the time of Aristotle, Galen and Pliny the Elder.

The USC-led research, published in the Journal of Alzheimer’s Disease, bolsters the idea that Alzheimer’s disease and related dementias are diseases of modern environments and lifestyles, with sedentary behavior and exposure to air pollution largely to blame.

“The ancient Greeks had very, very few — but we found them — mentions of something that would be like mild cognitive impairment,” said first author Caleb Finch, a University Professor at the USC Leonard Davis School of Gerontology. “When we got to the Romans, and we uncovered at least four statements that suggest rare cases of advanced dementia — we can’t tell if it’s Alzheimer’s. So, there was a progression going from the ancient Greeks to the Romans.”

Ancient Greeks recognized that aging commonly brought memory issues we would recognize as mild cognitive impairment, or MCI, but nothing approaching a major loss of memory, speech and reasoning as caused by Alzheimer’s and other types of dementia.

Finch and co-author Stanley Burstein, a historian at California State University, Los Angeles, pored over a major body of ancient medical writing by Hippocrates and his followers. The text catalogs ailments of the elderly such as deafness, dizziness and digestive disorders — but makes no mention of memory loss.

Centuries later in ancient Rome, a few mentions crop up. Galen remarks that at the age of 80, some elderly begin to have difficulty learning new things. Pliny the Elder notes that the senator and famous orator Valerius Messalla Corvinus forgot his own name. Cicero prudently observed that “elderly silliness … is characteristic of irresponsible old men, but not of all old men.”

Finch speculates that as Roman cities grew denser, pollution increased, driving up cases of cognitive decline. In addition, Roman aristocrats used lead cooking vessels, lead water pipes and even added lead acetate into their wine to sweeten it — unwittingly poisoning themselves with the powerful neurotoxin.

(A few ancient writers recognized the toxicity of lead-containing material, but little progress was made in dealing with the problem until well into the 20th century. Some scholars blame lead poisoning for the fall of the Roman Empire.)

For this paper, Finch did not just think about the Roman Empire or the Greeks. In the absence of demographic data for ancient Greece and Rome, Finch turned to a surprising model for ancient aging: today’s Tsimane Amerindians, an Indigenous people of the Bolivian Amazon.

The Tsimane — like the ancient Greeks and Romans — have a preindustrial lifestyle that is very physically active, and they have extremely low rates of dementia. An international team of cognitive researchers led by Margaret Gatz, a professor of psychology, gerontology and preventive medicine at the USC Leonard Davis School, found among older Tsimane people, only about 1% suffer from dementia. In contrast, 11% of people aged 65 and older living in the United States have dementia, according to the Alzheimer’s Association.

“The Tsimane data, which is quite deep, is very valuable,” Finch said. “This is the best-documented large population of older people that have minimal dementia, all of which indicates that the environment is a huge determinant on dementia risk. They give us a template for asking these questions.”

The paper was supported by funds from the Cure Alzheimer’s Fund and the National Institutes of Health (P01 AG055367 and R01 AG05442).

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Tuesday, January 30, 2024

Excavated dolmen in Sweden one of the oldest in Scandinavia

 


Excavation of an early dolmen in Falbygden 

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THE CHAMBER UNDER EXCAVATION. EAST SIDE MOULD REMOVED. THE PLASTIC TUBES ARE SAMPLES FOR ENVIRONMENTAL DNA.

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CREDIT: PHOTO: KARL-GÖRAN SJÖGREN

The first analysis results now confirm that the grave in Tiarp is one of the oldest stone burial chambers in Sweden. “It’s an early grave which dates to the Early Neolithic period, about 3500 BCE,” says archaeologist Karl-Göran Sjögren. The researchers also noted that some parts of the people buried in the grave are missing, such as skulls and thigh bones, posing intriguing questions for archaeologists.

Last summer, archaeologists from Gothenburg University and Kiel University excavated a dolmen, a stone burial chamber, in Tiarp near Falköping in Sweden. The archaeologists judge that the grave has remained untouched since the Stone Age. However, the odd thing is that parts of the skeletons of the people buried are missing.

Skulls and large bones are missing and may have been removed from the grave. We don’t know whether that has to do with burial rituals or what’s behind it,” says Karl-Göran Sjögren.

Now that the researchers have examined the material from the grave, they have found that it contains bones from hands and feet, fragments of rib bones and teeth. But skulls and larger bones such as thigh and arm bones are very few.

“This differs from what we usually see in megalith graves, i.e. stone burial chambers  from the Neolithic period,” Karl-Göran Sjögren explains. “Usually, the bones that are missing are smaller bones from feet and hands.”

Torbjörn Ahlström, Professor of Osteology at Lund University, studied the bone finds. His conclusion is that the bones come from at least twelve people, including infants and the elderly. But the archaeologists don’t yet know why they died.

“We haven’t seen any injuries on the people buried so we don’t think violence is involved. But we are continuing to study their DNA and that will show whether they had any diseases,” says Karl-Göran Sjögren.

Falköping has long been known for its many passage graves dating from a somewhat later period, approximately 3300 BCE. Agriculture reached Falbygden in about 4000 BCE, i.e. about 500 years before the grave in Tiarp was built. In all likelihood, the people buried in the dolmen were farmers.

“They lived by growing grain and keeping animals and they consumed dairy products,” says Karl-Göran Sjögren.

Are the people buried in the grave related?

A number of samples were taken at the excavation last summer, including DNA from the skeletal remains.

“The preliminary DNA results show that the DNA in the bones is well preserved. This means we will be able to reconstruct the family relationships between the people in the grave and we are working on that now,” says Karl-Göran Sjögren.

Falbygden is known for its many traces of people from the Stone Age. There are more than 250 passage graves here, large graves built of blocks of stone.

“But this dolmen is older. It’s about 200 to 150 years older than the passage graves, making it one of the oldest stone burial chambers in Sweden and across the whole of Scandinavia,” says Karl-Göran Sjögren.

There is another thing that makes the grave unique.

“It’s the way it is constructed. There’s a little niche at each end. This is unique for graves in Falbygden,” says Karl-Göran Sjögren.

The study is freely available as open access in Journal of Neolithic Archaeology. Tiarp Backgården. An Early Neolithic Dolmen in Falbygden, Sweden and Early Megalithic Tombs in South Scandinavia and Northern Central Europe.

https://doi.org/10.12766/jna.2023.8

Facts

  • The grave in Tiarp Backgården in Falköping, was first found in 1929. It was studied by archaeologists at the time, and then again in 2014, which was when it was discovered that the grave was more or less intact and had bodies buried inside it.
  • The archaeological excavation in Tiarp in summer 2023 was carried out jointly by Gothenburg and Kiel Universities. 

    How did humans learn to walk?

     


    The inner ear of a 6-million-year-old fossil ape reveals clues about the evolution of human movement

    The reconstructed inner ear of Lufengpithecus 

    IMAGE: 

    THREE DIFFERENT VIEWS OF THE RECONSTRUCTED INNER EAR OF LUFENGPITHECUS.

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    CREDIT: IMAGE COURTESY OF YINAN ZHANG, INSTITUTE OF VERTEBRATE PALEONTOLOGY AND PALEOANTHROPOLOGY, CHINESE ACADEMY OF SCIENCES.

    Humans and our closest relatives, living apes, display a remarkable diversity of types of locomotion—from walking upright on two legs to climbing in trees and walking using all four limbs. 

    While scientists have long been intrigued by the question of how humans’ bipedal stance and movement evolved from a quadrupedal ancestor, neither past studies nor fossil records have permitted the reconstruction of a clear and definitive history of the early evolutionary stages that led to human bipedalism.

    However, a new study, which centers on recently discovered evidence from skulls of a 6-million-year-old fossil ape, Lufengpithecus, offers important clues about the origins of bipedal locomotion courtesy of a novel method: analyzing its bony inner ear region using three-dimensional CT-scanning.  

    “The semicircular canals, located in the skull between our brains and the external ear, are critical to providing our sense of balance and position when we move, and they provide a fundamental component of our locomotion that most people are probably unaware of,” explains Yinan Zhang, a doctoral student at the Institute of Vertebrate Paleontology and Paleoanthropology of the Chinese Academy of Sciences (IVPP) and the lead author of the paper, which appears in the journal the Innovation. “The size and shape of the semicircular canals correlate with how mammals, including apes and humans, move around their environment. Using modern imaging technologies, we were able to visualize the internal structure of fossil skulls and study the anatomical details of the semicircular canals to reveal how extinct mammals moved.”

    “Our study points to a three-step evolution of human bipedalism,” adds Terry Harrison, a New York University anthropologist and one of the paper’s co-authors. “First, the earliest apes moved in the trees in a style that was most similar to aspects of the way that gibbons in Asia do today. Second, the last common ancestor of apes and humans was similar in its locomotor repertoire to Lufengpithecus, using a combination of climbing and clambering, forelimb suspension, arboreal bipedalism, and terrestrial quadrupedalism. It is from this broad ancestral locomotor repertoire that human bipedalism evolved.”

    Most studies of the evolution of ape locomotion had focused on comparisons of the bones of the limbs, shoulders, pelvis, and spine and the way they are associated with the different types of locomotor behaviors seen in living apes and humans. However, the diversity of locomotor behaviors in living apes and the incompleteness of the fossil record have hampered the development of a clear picture of human bipedalism’s origins.

    The skulls of Lufengpithecus—originally discovered in China’s Yunnan Province in the early 1980s—have given scientists the opportunity to address, in new ways, unanswered questions about the evolution of locomotion. However, the heavy compression and distortion of the skulls obscured the bony ear region and led previous researchers to believe that the delicate semicircular canals were not preserved.

    To better explore this region, Zhang, Ni and Harrison, along with other researchers at IVPP and the Yunnan Institute of Cultural Relics and Archaeology (YICRA), used three dimensional scanning technologies to illuminate these portions of the skulls to create a virtual reconstruction of the inner ear’s bony canals. They then compared these scans to those collected from other living and fossil apes and humans from Asia, Europe, and Africa. 

    “Our analyses show that early apes shared a locomotor repertoire that was ancestral to human bipedalism,” explains IVPP Professor Xijun Ni, who led the project. “It appears that the inner ear provides a unique record of the evolutionary history of ape locomotion that offers an invaluable alternative to the study of the postcranial skeleton.”

    “Most fossil apes and their inferred ancestors are intermediate in locomotor mode between gibbons and African apes,” adds Ni. “Later, the human lineage diverged from the great apes with the acquisition of bipedalism, as seen in Australopithecus, an early human relative from Africa.”

    By studying the rate of evolutionary change in the bony labyrinth, the international team proposed that climate change may have been an important environmental catalyst in promoting the locomotor diversification of apes and humans. 

    “Cooler global temperatures, associated with the build up of glacial ice sheets in the northern hemisphere approximately 3.2 million years ago, correspond with an uptick in the rate of change of the bony labyrinth and this may signal a rapid increase in the pace of ape and human locomotor evolution,” explains Harrison.

    Thursday, January 25, 2024

    New research challenges hunter-gatherer narrative in the ancient Andes

     

    Wilamaya Patjxa excavation 

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    THE WILAMAYA PATJXA ARCHEOLOGICAL SITE IN PERU PRODUCED HUMAN REMAINS SHOWING THAT THE DIETS OF EARLY PEOPLE OF THE ANDES WERE PRIMARILY COMPOSED OF PLANT MATERIALS.

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    CREDIT: RANDY HAAS

    The oft-used description of early humans as “hunter-gatherers” should be changed to “gatherer-hunters,” at least in the Andes of South America, according to groundbreaking research led by a University of Wyoming archaeologist.

    Archaeologists long thought that early human diets were meat based. However, Assistant Professor Randy Haas’ analysis of the remains of 24 individuals from the Wilamaya Patjxa and Soro Mik'aya Patjxa burial sites in Peru shows that early human diets in the Andes Mountains were composed of 80 percent plant matter and 20 percent meat.

    The study, titled "Stable isotope chemistry reveals plant-dominant diet among early foragers on the Andean Altiplano," has been published by the peer-reviewed journal PLOS ONE. It applies methods in isotope chemistry and statistical modeling to unveil a surprising twist in early Andean societies and traditional hunter-gatherer narratives.

    “Conventional wisdom holds that early human economies focused on hunting -- an idea that has led to a number of high-protein dietary fads such as the Paleodiet,” Haas says. “Our analysis shows that the diets were composed of 80 percent plant matter and 20 percent meat.”

    For these early humans of the Andes, spanning from 9,000 to 6,500 years ago, there is indeed evidence that hunting of large mammals provided some of their diets. But the new analysis of the isotopic composition of the human bones shows that plant foods made up the majority of individual diets, with meat playing a secondary role.

    Additionally, burnt plant remains from the sites and distinct dental-wear patterns on the individuals’ upper incisors indicate that tubers -- or plants that grow underground, such as potatoes -- likely were the most prominent subsistence resource.

    “Our combination of isotope chemistry, paleoethnobotanical and zooarchaeological methods offers the clearest and most accurate picture of early Andean diets to date,” Haas says. “These findings update our understanding of earliest forager economies and the pathway to agricultural economies in the Andean highlands.”

    Joining Haas in the study were researchers from Penn State University, the University of California-Merced, the University of California-Davis, Binghamton University, the University of Arizona and the National Register of Peruvian Archaeologists.

    Undergraduate students also had the opportunity to conduct research during the initial 2018 excavations at the Wilamaya Patjxa burial site.

    Currently a Ph.D. student in anthropology at Penn State University, Jennifer Chen, the journal article’s lead author and a former undergraduate student in Haas' research lab, performed the isotope lab work and much of the isotope analysis following the excavations.

    “Food is incredibly important and crucial for survival, especially in high-altitude environments like the Andes,” Chen says. “A lot of archaeological frameworks on hunter-gatherers, or foragers, center on hunting and meat-heavy diets -- but we are finding that early hunter-gatherers in the Andes were mostly eating plant foods like wild tubers."

    Haas notes that archaeologists now have the tools to understand early human diets, and their results are not what they anticipated. This case study demonstrates for the first time that early human economies, in at least one part of the world, were plant based.

    “Given that archaeological biases have long misled archaeologists -- myself included -- in the Andes, it is likely that future isotopic research in other parts of the world will similarly show that archaeologists have also gotten it wrong elsewhere,” he says.

    Haas investigates human behavior in forager societies of the past to better understand human behavior in the present. He leads archaeological excavations and survey projects in the Andes and mountain regions of western North America. To learn more about his research, email Haas at whaas@uwyo.edu.


    DNA from preserved feces reveals ancient Japanese gut environment

     

    Metagenomic analyses of 7000 to 5500 years old coprolites excavated from the Torihama shell-mound site in the Japanese archipelago 

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    PHYLOGENETIC TREES OF DETECTED GUT BACTERIA. THE TREE INDICATES PHYLOGENETIC RELATIONSHIPS OF 4,616 BACTERIAL SPECIES.

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    CREDIT: NISHIMURA ET AL., 2024, PLOS ONE, CC-BY 4.0 (HTTPS://CREATIVECOMMONS.ORG/LICENSES/BY/4.0/)

    DNA from ancient feces can offer archaeologists new clues about the life and health of Japanese people who lived thousands of years ago, according to a study published January 24, 2024 in the open-access journal PLOS ONE by Luca Nishimura and Ituro Inoue from the National Institute of Genetics, Japan, Hiroki Oota from The University of Tokyo, Mayumi Ajimoto from Wakasa History Museum, and colleagues.

    Fossilized feces, also known as coprolites, can preserve an array of genetic material from the digestive tracts of ancient people. This includes the DNA of the microbes and viruses that lived in their digestive system—all of which could help archaeologists understand more details about their culture and lifestyle. In this study, researchers analyzed the genetic traces left behind in four coprolites collected at Japan’s Torihama shell-mound archaeological site to assess what details of the ancient people’s lives could be ascertained from these samples.

    The fecal samples were between 5,500 and 7,000 years old, dating back to the island chain’s Early Jomon period. The researchers collectively sampled all of the genetic material from the coprolites and compared the DNA they found with known genetic sequences. Within the fecal samples, they found DNA fragments of the viruses which are homology with human betaherpesvirus 5 and human adenovirus F.

    DNA breaks down over time, so the genomes represented in the coprolites were often highly fragmented. But despite this degradation, the researchers were still able to assess what kinds of microbes and viruses may have been present in people’s digestive systems thousands of years ago. In addition, the authors suggest that the coprolites’ preservation of both viral and bacterial genetic material could help scientists explore how bacteria and the viruses that infect those bacteria have co-evolved over time.


    The freely available article in PLOS ONE: https://journals.plos.org/plosone/article?id=10.1371/journal.pone.0295924

    Saturday, January 20, 2024

    China’s medieval Tang dynasty had a surprising level of social mobility

     

    In studying social mobility in today’s industrialized nations, researchers typically rely on data from the World Economic Forum or, in the United States, the General Social Survey. But examining the same phenomena from past centuries is a more daunting task because relevant statistics are harder to come by. 

    However, a social science research team has now discovered a way to examine professional advancement in medieval China (618-907 CE) by drawing from the tomb epitaphs during the Tang Dynasty. These epitaphs contain the ancestral lineages, names, and office titles (e.g., Minister of Personnel, Minister of the Court of Judicial Review, and Palace Deputy Imperial Censor) of the deceased’s father and grandfather as well as the deceased’s career history and educational credentials—ample data points for measuring social mobility across generations. 

    Notably, their analysis shows that education during this period was a catalyst for social mobility.

    “Epitaphs written in medieval China, including the Tang Dynasty, tend to be highly detailed descriptions of an individual’s life with stylized prose and poems, and they contain granular information about the ancestral origins, family background, and career history of each deceased individual,” says Fangqi Wen, an assistant professor of sociology at Ohio State University. 

    “This information, to some extent, mirrors what would have been included in a contemporary social mobility survey,” adds Erik H. Wang, an assistant professor in NYU’s Department of Politics.

    Wang studies historical political economy while Wen examines social mobility in contemporary societies. After recognizing the high level of data quality embedded in these epitaphs, they realized that the artifacts were a vessel that merged their scholarly interests. Later they recruited the NYU professor of sociology Michael Hout, Wen’s dissertation advisor and a leading scholar on social stratification and mobility, to join the project.

    Their findings, which appear in the Proceedings of the National Academy of Sciences (PNAS), show that the patterns of relationships of social origins, education, and adult achievement somewhat resemble the patterns in the United States in the 1960s and 1970s. In drawing from 3,640 epitaphs of males as well as other data from reliable historical sources, such as dynastic records and third-party compiled genealogies, the researchers’ analysis revealed a decline of Chinese medieval aristocracy and the rise of meritocracy 1300 years ago.

    The researchers discovered a specific reason for this development: whether or not the deceased passed the Keju, or the Imperial Exam, which was developed during this period for the purposes of selecting officials for civil service posts. They found that the Keju, which was administered until the early 20th century, served as a catalyst for social mobility—much as higher education has done in the U.S. since at least the 1960s.

    “Our statistical analysis shows that coming from a prominent ancient great house or ‘branch’

    mattered less for career success in the bureaucratic system after roughly 650 CE while passing the Keju came to matter more,” the authors write. “Furthermore, passing the competitive exam may have even equalized chances of subsequent success, as a father’s status was not a factor in the bureaucratic rank of men who passed the Keju.”

    “Education is central to our understanding of intergenerational mobility,” observes Hout. “Many think it was a 20th-century development. But, as we can see from centuries-old data, there are phenomena linking origin, education, and careers very much like contemporary patterns.”